Lis pendens in Spain (autonomous PIL)

Spanish autonomous PIL regulation is scattered and incomplete. In particular, we still lack of a rule on international lis pendens. The case law position on the matter seems quite clear, however: in the absence of any international agreement, the international lis pendens defense is not allowed: as the foreing ruling does not produce res judicata effect until it is recognized in Spain, there is no real risk of conflicting decisions. That’s why the Supreme Court’s (Tribunal Supremo, TS) decision of February 23, 2007 has attracted our attention. In that case a lawsuit between the same parties was simoultaneously pending in the U.S. and Madrid. The appellant claimed that the Courts of first and second instance had not observed “the jurisprudence reflected in the Judgments of January 31 1921, June 19 1990 and other consistent case law …”;  and that by doing so they had infringed Art. 533.5 º LEC 1881 (old lis pendens rule for purely domestic litigation).

Instead of displaying the customary arguments used for rejecting lis pendens, what the TS said was: “the lis pendens defence can be raised, and the Spanish court would have jurisdiction to decide on it. Whether or not it would be effective remains a different issue, to be solved considering the events taking place throughout the process”. Therefore, the Supreme Court seems to recognize that it is possible to plead and discuss the international lis pendens defence in the light of the peculiarities of each case. In the specific case before the Supreme Court, the exception was rejected: but not because there is no international treaty between Spain and the United States, or because the foreign ruling would not be recognized in Spain as long as the issue is still pending before our courts. Instead, the Supreme Court directly assumes that a lawsuit filed abroad requesting for revocation of a contract, and a national claim based on breach of the same contract, may affect each other: if the former is accepted, “there would be res iudicata” in the latter.

Since the Supreme Court’s line of arguments is not totally consistent (citations of case law supporting the court opinion are purely internal), we do not dare to say that our TS was really aware of the differences between domestic and international lis pendens. However, we would like to think that his decision adds interesting data to the Spanish debate on the admissibility, conditions and limits of international lis pendens defence.

Add: Professor Santiago Álvarez González comments the TS decision in Revista Española de Derecho Internacional, 2008, vol. I.

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About Marta Requejo

Marta Requejo is a senior researcher fellow of the Max Planck Institute Max Planck Institute Luxembourg for International, European and Regulatory Procedural Law. She obtained her law degree from the University of Santiago after spending a year at the University of Le Mans (France) as an Erasmus student; she holds a Doctorate (European Doctorate) from Santiago de Compostela University. Tenured lecturer since 2001, she qualified for access to senior professorship in September 2011. Her primary teaching and research interests are conflict of laws, international litigation, and international commercial law. She has been visitor for researching purposes at the Max Planck Institute on Foreign and Private International Law (Hamburg, Germany), the Institut Suisse de Droit Comparé (Lausanne, Switzerland), the Paris-Pantheon University and the BIICL; also visiting professor at the Paris-Panthéon University. So far she has published four monographs: "Ley local y forma de los actos en el Derecho internacional privado español", 418 pp; "Proceso en el extranjero y medidas antiproceso (antisuit injunctions)", 282 pp; "La cesión de créditos en el comercio internacional", 281 pp; "Violaciones graves de derechos humanos y responsabilidad civil", 369 pp. She is also author of several articles printed in collective works, and numerous papers in law journals, mainly Spanish ones, like the Revista Española de Derecho Internacional or Diario La Ley, but also in foreign magazins like The European Legal Forum or Era Forum. She belongs to the Group of research De Conflictu Legum.

2 thoughts on “Lis pendens in Spain (autonomous PIL)

  1. Gilles Cuniberti

    The extension of the lis pendens exception to the international plane is so common in comparative international private law (see art. 9 of the Swiss 1987 statute on PIL, art. 7 of the Italian statute on PIL, art. 14 of the Belgian Code of PIL, the French case Miniera di Fragne) that it was probably harder each day for the TS to maintain its old solution.

    Do you think that the TS will also eventually import the very common requirement that the foreign decision be likely to be recognised in the forum?

  2. Marta Requejo

    I wish you were right…But, to tell the truth, Spanish Courts very seldom pay any attention to what is happening somewhere else. I fear that the TS simply was not aware of the implications of what he was saying.

    As for the future, well, for years Spanish academics have been working in a “Ley de cooperación jurídica internacional” where lis pendens would be properly regulated – and as far as I know, yes, lis pendes defence would be admited under the common requirement you mention. I am nevertheless pesimitisc about the future of those preparatory works.

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